Management Training

ISO 37301 (Compliance Management System) Lead Implementer

TRECCERT MS Lead Implementer is an advanced-level course developed to provide trainees with a solid knowledge of the ISO 37301 guidelines. The training course provides an in-depth explanation of guidelines and controls mandated to establish, manage and improve a compliance management system.

Who should attend this course?

The ISO 37301 Lead Implementer training course is developed for individuals responsible for the implementation and maintenance of a CMS, for example:

  • Compliance Expert, Consultant, Manager, or Officer
  • Quality Manager
  • Risk Manager
  • Regulatory affairs professional


  • Develop the skills necessary to effectively lead the implementation and maintenance of a compliance management system (CMS) in accordance with the ISO 37301 standard.
  • Learn how to continuously improve the CMS through the use of corrective and preventive actions, management review, and other process improvement techniques.
  • Develop the skills necessary to effectively train and mentor others on the implementation and maintenance of a CMS.
  • Understand the role of a lead implementer in managing the CMS implementation project, including risk assessment and stakeholder engagement.

1. Introduction to CMS

  • Introduction to Compliance Management System
  • CMS overview
  • Importance of CMS
  • The Need for a CMS

2. ISO 37301 Requirements

  • Context of the Organization
  • Leadership
  • Planning
  • Support
  • Operation
  • Performance Evaluation
  • Improvement

3. CMS Initiation

  • Develop the CMS Project Charter
  • Ensure Management Commitment
  • Identify the Interested Parties
  • Conduct a Gap Analysis

4. Establishment Phase

  • Establish the Context of Organization
  • Define the CMS Scope
  • Establish the Objectives, Processes, and Procedures
  • Establish the CMS Policy
  • Define the Risk Assessment Approach
  • Create the CMS Implementation Plan
  • Management Authorization

5. Implementation and Operation Phase

  • Compliance Culture and Governance
  • Implement Operational Controls
  • Implement Technical Controls
  • Compliance Risk Assessment
  • Manage Operations and Resources

6. Monitor and Review Phase

  • Monitor the CMS
  • Monitor the CMS
  • Review the CMS

7. Maintenance and Improvement Phase

  • Implement the Identified Improvements
  • Corrective and Preventive Actions
  • Communicate the Actions and Improvements
  • Ensure Continual Improvement of the CMS

Practical information






€ 2.350 +21% VAT


Classroom Courses


Guaranteed to run

Sessions in English
11 - 15/3/2024Book
24 - 28/6/2024Book
07 - 11/10/2024Book
16 - 20/12/2024Book

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