Management Training

ISO 37301 (Compliance Management System) Lead Auditor

TRECCERT ISO 37301 Lead Auditor is an expert-level course developed to equip trainees with a practical understanding of the Compliance Management System (CMS) auditing approach based on the ISO 37301 and ISO 19011 standards.

Who should attend this course?

The ISO 37301 Lead Auditor training course is developed for individuals responsible for the audit and maintenance of a CMS, for example:

  • Compliance Expert, Consultant, Manager, or Officer
  • Internal or external auditor
  • Legal professional with a focus on compliance
  • Regulatory affairs professional


  • Develop the skills necessary to effectively plan and conduct audits of compliance management systems (CMS) in accordance with the ISO 37301 standard and ISO 19011.
  • Understand the process for identifying and addressing non-conformities during an audit.
  • Learn how to communicate audit findings and report on the results of an audit.
  • Understand the requirements for certification and the role of the lead auditor in the certification process.
  • Understand the role of the lead auditor in managing the audit process, including risk assessment and stakeholder engagement.

1. Introduction to CMS

  • Introduction to Compliance Management System
  • CMS overview
  • Importance of CMS
  • The Need for a CMS

2. ISO 37301 Requirements

  • Context of the Organization
  • Leadership
  • Planning
  • Support
  • Operation
  • Performance Evaluation
  • Improvement

3. Introduction to Audit

  • Auditing based on ISO 19011
  • Types of Audit
  • Audit Principles
  • Auditor Behavior and Performance
  • Auditor Roles and Responsibilities

4. Audit Programme Management

  • Creating an Audit Programme
  • Establishing Audit Programme
  • Audit Programme Implementation
  • Audit Programme Monitoring and Reviewing

5. The Audit Process

  • Audit Initiation
  • Audit Planning Audit
  • Execution
  • Reporting
  • Follow-Up Auditing

Practical information






€ 2.350 +21% VAT


Classroom Courses


Guaranteed to run

Sessions in English
19 - 23/2/2024Book
17 - 21/6/2024Book
02 - 06/9/2024Book
02 - 06/12/2024Book

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